Regulatory & Compliance Services
Our renowned Regulatory & Compliance services team benefits our clients with over 40 years of compliance experience in the financial services sector.
We regularly assist clients with a range of regulatory compliance matters including assistance with regulator enforcement, providing support pre or post a supervisory visit, reviews of procedures and delivery of training. The team has significant experience in all areas of regulation which impact licence holders and can provide outsourced compliance support as well as assistance with discreet projects.
We have developed, in partnership with a local provider, an Isle of Man specific elearning platform which provides our clients with access to learning at executive and operational level across a number of areas including AML/CFT, data protection and fraud and risk management. Subscribers also benefit from regular ‘instant’ learning on regulatory developments.
Our Regulatory & Compliance services team offers specialist advice in the following areas:
- Corporate Governance
- Regulatory Enforcement
- AML/CFT
- Data protection
- Licence applications
- Outsourced compliance
- FATCA/CRS
- Procedural reviews
- Training
- Global Tax investigations
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